This session will provide an overview on how to appropriately identify, document, and address compliance issues noted at sites, from monitoring and Sponsor perspectives. There will be an overview of common monitor findings and a discussion about appropriate next steps for developing effective CAPAs. The escalation of issues to the Sponsor will be discussed along with how to adequately document compliance issues in monitoring reports and follow-up letters. Possible ways in which the Sponsor can handle noncompliances will be addressed, as well as the consequences and risks to the Sponsor and study if compliance issues are not addressed. The objective of this session will be to review site compliance from a CRO perspective, while also discussing practical and effective corrective actions from both the monitor’s and Sponsor’s view.
Identify appropriate Corrective and Preventative Action Plans (CAPAs) for common monitoring findings discuss ways to effectively implement CAPAs with sites.
Understand how to appropriately escalate issues to the Sponsor and the importance of properly documenting compliance issues in monitoring reports and follow-up letters.
Critically examine ways in which the Sponsor can attempt to secure compliance at a site where compliance issues have been identified.
Associate Director of Clinical Monitoring Services,
IMARC Research, Inc.